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Guidance for independent healthcare service providers

Guidance and documentation to support service providers with all aspects of our independent healthcare regulation process.


Notification reporting

For advice on notification reporting or to report a specific event login to our online notification portal.

Guidance and documentation

ResourceSourceWhat it is and what’s it for?
Fees informationHealthcare Improvement ScotlandInformation on fees for independent healthcare services
Records required by Healthcare Improvement ScotlandHealthcare Improvement ScotlandDetails of records that must be kept by all independent healthcare service providers at all times
Enforcement policyHealthcare Improvement ScotlandInformation on our approach to enforcement in the regulation of independent healthcare services.
Notification guidance for service providersHealthcare Improvement ScotlandInformation on notification reporting for service providers
Regulation 12 information for servicesHealthcare Improvement ScotlandClarification of the interpretation of Regulation 12 of The Healthcare Improvement Scotland (Requirements as to Independent Health Care Services) Regulations 2011
Duty of candour template for providersHealthcare Improvement ScotlandInformation for service providers on the ‘duty of candour’ and your legal obligations
Medicines governance audit toolHealthcare Improvement ScotlandMedicines governance audit tool to support the registration of independent clinics in Scotland
Portal user guideHealthcare Improvement ScotlandUser guide for our online notification portal
Media engagement guidanceHealthcare Improvement ScotlandMedia engagement guidance for independent healthcare services
Practising privileges principlesHealthcare Improvement ScotlandSummary of the key legal and regulatory issues that arise when an independent provider is engaging staff through a practising privileges arrangement
Practising privileges – checklist for clinicsHealthcare Improvement ScotlandA checklist of points to consider or tasks to undertake before granting practising privileges
Adverse events – What to include in SAERHealthcare Improvement ScotlandRecommended aspects to include in adverse event review report template
QoC self-evaluation guidanceHealthcare Improvement ScotlandA practical guide for undertaking self-evaluation against Healthcare Improvement Scotland’s Quality Assurance Framework.
Independent healthcare regulation – self-evaluation toolHealthcare Improvement ScotlandThis self-evaluation tool is for information only. The self-evaluation must be completed and submitted through Healthcare Improvement Scotland’s online portal
Inspection methodologyHealthcare Improvement ScotlandOur methodology for the inspection of independent healthcare services
Healthcare Improvement Scotland quality frameworkHealthcare Improvement ScotlandReference guide to support and inform reflection, evaluation and decision making about how best to improve outcomes for users of services
Guidance for providing an independent clinic from fixed premisesHealthcare Improvement ScotlandInformation on providing an independent clinic from fixed premises
Provider handbookHealthcare Improvement ScotlandThis handbook sets out how we regulate independent healthcare services. It also describes what is expected of you as a provider and what you can expect from us
Annual returns guidance for providersHealthcare Improvement ScotlandInformation for service providers on submitting your annual return to us